About

Kirsten Lapham is a partner specialising in financial services regulation. She advises a broad range of institutional clients on a variety of financial services regulatory…

Kirsten Lapham is a partner specialising in financial services regulation. She advises a broad range of institutional clients on a variety of financial services regulatory and compliance issues. Her practice has a specific emphasis on the regulatory issues impacting asset managers arising under the AIFMD, and MiFID for a range of EU and indirectly impacted firms outside of the EU.

Kirsten has experience advising multiple clients on the EU marketing and registration regimes and overlaying local regulatory considerations, such as the U.K. retail distribution review and Financial Promotion regime. She has also worked on MIFID II, SFDR and the Senior Managers and Certification Regime (SMCR) implementation projects for firms subject to regulatory developments. Kirsten routinely advises on the regulatory issues that impact M&A transactions. She has represented some of the largest and most well-known alternative investment managers, including: TPG; PIMCO; Citi Private Bank; AnaCap Financial Partners, UBS, Pathway Capital LLC; and a number of US and UK boutiques among many others.

Kirsten is co-chair of Proskauer’s global ‘ESG Taskforce’ and as an expert in the sustainable financing space, regularly speaks at industry events and is quoted on these issues. In addition, She has assisted numerous firms on ESG driven projects including the drafting of ESG policies, and internal restructurings, capturing diversity and inclusion, modern slavery and broader internal issues related to responsible investing. Kirsten works closely with clients on best approach for disclosure to both investors and regulators, on the integration of ESG practices in investment processes.

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Last year, we wrote, “The regulatory and litigation risks for private funds are greater than at any time since the financial crisis in 2008.” That statement is even more true today. The Wall Street Journal recently published separate front-page stories on an SEC initiative to oversee large private companies and the explosive growth of the private credit industry (suggesting a more active phase of regulatory oversight). Growth itself is not necessarily a risk, but disputes – and regulators – tend to follow capital.

Private funds are now an integral part of the global economy and, as a consequence, are affected by it. Currently, there are massive structural changes occurring simultaneously across industries and the economy as a whole. For example: cryptocurrencies could threaten legacy payment systems and currencies; the electrification of the auto industry may lead to obsolescence of the internal combustion engine; and climate change will increase the ESG groundswell. These changes are not merely disruptive; they are transformative.

About

Kirsten Lapham is a partner specialising in financial services regulation. She advises a broad range of institutional clients on a variety of financial services regulatory…

Kirsten Lapham is a partner specialising in financial services regulation. She advises a broad range of institutional clients on a variety of financial services regulatory and compliance issues. Her practice has a specific emphasis on the regulatory issues impacting asset managers arising under the AIFMD, and MiFID for a range of EU and indirectly impacted firms outside of the EU.

Kirsten has experience advising multiple clients on the EU marketing and registration regimes and overlaying local regulatory considerations, such as the U.K. retail distribution review and Financial Promotion regime. She has also worked on MIFID II, SFDR and the Senior Managers and Certification Regime (SMCR) implementation projects for firms subject to regulatory developments. Kirsten routinely advises on the regulatory issues that impact M&A transactions. She has represented some of the largest and most well-known alternative investment managers, including: TPG; PIMCO; Citi Private Bank; AnaCap Financial Partners, UBS, Pathway Capital LLC; and a number of US and UK boutiques among many others.

Kirsten is co-chair of Proskauer’s global ‘ESG Taskforce’ and as an expert in the sustainable financing space, regularly speaks at industry events and is quoted on these issues. In addition, She has assisted numerous firms on ESG driven projects including the drafting of ESG policies, and internal restructurings, capturing diversity and inclusion, modern slavery and broader internal issues related to responsible investing. Kirsten works closely with clients on best approach for disclosure to both investors and regulators, on the integration of ESG practices in investment processes.

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