About

David Stephens is a partner and a member of the Registered Funds Group. David has particular expertise in matters arising under the Investment Company Act.

David Stephens is a partner and a member of the Registered Funds Group. David has particular expertise in matters arising under the Investment Company Act. David’s experience covers virtually all types of investment companies, including registered and unregistered, open-end and closed-end, ETF’s, and master-feeder funds, as well as funding vehicles for insurance products.

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The U.S. Securities and Exchange Commission (“SEC”) recently issued an order providing temporary flexibility for certain registered investment companies (“funds”) and certain of their affiliates to enter into short-term borrowing and lending arrangements (the “Order”).[1] The Order is another in a series of steps the SEC has taken to assist financial market participants in

About

David Stephens is a partner and a member of the Registered Funds Group. David has particular expertise in matters arising under the Investment Company Act.

David Stephens is a partner and a member of the Registered Funds Group. David has particular expertise in matters arising under the Investment Company Act. David’s experience covers virtually all types of investment companies, including registered and unregistered, open-end and closed-end, ETF’s, and master-feeder funds, as well as funding vehicles for insurance products.

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